Search for: "Investors Bank and Trust Institutional Company"
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31 Jan 2023, 9:05 pm
However, after separating the institutional investors into eight types and two categories – active (investment company, independent investment adviser, public pension fund) and passive (bank trust, insurance company, private pension fund, university and foundation endowments, miscellaneous) — we find that active institutional investors drove this positive relationship. [read post]
5 Feb 2010, 1:19 pm
On February 4, 2010, State Street Bank and Trust Company entered into a settlement with the Securities and Exchange Commission without admitting or denying the findings of the SEC in the settlement Order. [read post]
13 Jan 2013, 10:55 am
” Whether a trust is an “accredited investor” is a fact-specific determination, but generally speaking, the SEC has provided some guidance on trusts in the form of no-action letters and the Compliance and Disclosure Interpretations (“C&DI”).A revocable trust can be an accredited investor if: It has more than $5M in assets, it was not formed for the purpose of investing in the fund, and its trustee is a sophisticated… [read post]
4 Jan 2011, 1:02 am
The FDIC as receiver of the failed Haven Trust Bank may not intervene in a securities lawsuit brought by the aggrieved investors of the Bank’s holding company, according to Northern District of Georgia Judge Charles A. [read post]
3 Jul 2014, 5:19 am
This action is similar to a series of lawsuits filed by a group of institutional investors against Deutsche Bank and other RMBS trustees, which was covered in last week’s issue. [read post]
18 Jan 2010, 2:56 pm
The idea has its origins in an earlier code entitled "Responsibilities of Institutional Investors," issued in the fall of 2009 by the UK's Institutional Shareholders' Committee (a private organization comprised of insurance, pension, trust and management organizations). [read post]
16 May 2018, 7:16 am
Kingdom Trust Company; PENSCO Trust Company; John Does 1-25., 2017-1336. [read post]
23 Aug 2011, 8:55 am
A "banking entity" is an insured depository institution, a company that controls an insured depository institution, or a company that is treated as a bank holding company, including any affiliates or subsidiaries. [read post]
10 Apr 2011, 6:39 pm
FAMILY MEMBER TRUSTEESFamily members such as spouses and children are frequently named as trustees, but this selection occasionally results in trouble down the road due to sibling rivalries and the trustee's lack of knowledge and experience.Advantages of family member trustees include a familiarity with the beneficiaries, and possibly the trust property as well; and a common willingness to serve with little or no compensation.Disadvantages of family member trustees include… [read post]
22 Jul 2011, 7:08 pm
Under the current settlement, which was reached with Bank of New York Mellon (the trustee of 22 institutional investors), Bank of America is supposed to pay those who placed money in the 530 residential mortgage securitization trusts that Countrywide had set up. [read post]
24 Feb 2021, 6:29 pm
State trust companies may convert to a national trust bank with the approval of the OCC. [read post]
25 May 2023, 9:01 pm
”[4] Due to many failures of investment trusts and investment companies, Congress adopted the Investment Company Act and Investment Advisers Act of 1940, also the year the Investment Company Institute was established.[5] Among the abuses that served as a backdrop for the Investment Company Act, were “practices which resulted in substantial dilution of investors’ interests. [read post]
7 Jun 2017, 3:00 am
Accredited Investor Requirements A bank, insurance company or registered investment company. [read post]
24 Apr 2019, 3:00 am
Once the founder-knows-best mentality collides with institutional money, companies are increasingly facing pushback from institutional investors or would-be activists whose authority to push for changes is kneecapped. [read post]
23 Sep 2009, 10:23 am
A primary selling point for USPT's plans was the assurance that investors' funds would be safe because investors would have a direct trust relationship with a major U.S. bank. [read post]
20 Jan 2009, 9:58 am
Brokerage firms and investment banks often argue that institutional and corporate investors do not deserve to be compensated because their officers were financially sophisticated and should have known better. [read post]
10 Nov 2020, 11:27 am
In a recent interview with American Banker, Founder and CEO Caitlin Long explained how her Wall Street experience in the pension world led her to the conclusion that there needs to be a bank that provides digital asset custody services for mainstream institutional investors. [read post]
2 Nov 2009, 2:05 am
Similarly, as discussed at length here and here, some banks that have failed this year were weighed down by their investment in other banks’ trust preferred securities. [read post]
13 Dec 2023, 3:06 pm
However, various laws and regulations protect them from misconduct or other deficient practices by people and institutions in whom they place their trust. [read post]
21 Mar 2019, 9:01 pm
”Assuming that banks can be resurrected, how can they achieve their good name and gain depositors’ and investors’ trust? [read post]
